SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Smyth Raoul

(Last) (First) (Middle)
C/O APRIA INC. 7353 COMPANY DRIVE

(Street)
INDIANAPOLIS IN 46237

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/11/2021
3. Issuer Name and Ticker or Trading Symbol
Apria, Inc. [ APR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 8,873 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights (1) 03/09/2027 Common Stock 9,373 2.07 D
Stock Appreciation Rights (2) 06/05/2025 Common Stock 2,164 4.67 D
Stock Appreciation Rights (2) 08/13/2025 Common Stock 13,592 4.67 D
Stock Appreciation Rights (2) 03/09/2027 Common Stock 11,250 4.67 D
Stock Appreciation Rights (3) 10/08/2029 Common Stock 17,249 5.33 D
Stock Appreciation Rights (4) 05/12/2030 Common Stock 22,999 5.33 D
Stock Appreciation Rights (2) 06/05/2025 Common Stock 8,697 8.28 D
Stock Appreciation Rights (2) 08/13/2025 Common Stock 40,753 8.28 D
Stock Appreciation Rights (2) 03/09/2027 Common Stock 16,889 8.28 D
Stock Appreciation Rights (2) 10/08/2029 Common Stock 5,751 8.28 D
Explanation of Responses:
1. These stock appreciation rights vest in equal quarterly installments ending on March 1, 2022.
2. These stock appreciation rights are fully vested.
3. These stock appreciation rights vest in equal quarterly installments until August 15, 2024.
4. These stock appreciation rights vest as follows: (a) 20% vests on May 12, 2021, and (b) the remaining vests in equal quarterly installments ending on May 12, 2025.
Remarks:
EVP, General Counsel & Secretary Exhibit List: Exhibit 24 - Power of Attorney.
/s/ Raoul Smyth 02/11/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
                               POWER OF ATTORNEY

Know all by these presents that the undersigned, does hereby make, constitute
and appoint each of Debra L. Morris and Doreen Bellucci, or any one of them, as
a true and lawful attorney-in-fact of the undersigned with full powers of
substitution and revocation, for and in the name, place and stead of the
undersigned (in the undersigned's individual capacity), to execute and deliver
such forms that the undersigned may be required to file with the U.S. Securities
and Exchange Commission as a result of the undersigned's ownership of or
transactions in securities of Apria Inc. (the "Company") (i) pursuant to Section
16(a) of the Securities Exchange Act of 1934, as amended, including without
limitation, statements on Form 3, Form 4 and Form 5 (including any amendments
thereto) and (ii) in connection with any applications for EDGAR access codes or
any other documents necessary or appropriate to obtain codes and passwords
enabling the undersigned to make electronic filings with the Securities and
Exchange Commission, including without limitation the Form ID. The Power of
Attorney shall remain in full force and effect until the undersigned is no
longer required to file Forms 3, 4 and 5 with regard to his or her ownership of
or transactions in securities of the Company, unless earlier revoked in writing.
Debra L. Morris and Doreen Bellucci are not assuming any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934, as amended.

                                        By: /s/ Raoul Smyth
                                            --------------------------
                                        Name: Raoul Smyth

                                        Date: January 27, 2021